Sadis & Goldberg LLP

Welcome to Securities Arbitration

We represent investment advisers, broker dealers and investors in all types of securities litigation and arbitration. If you have a potential claim, or are in need of experienced counsel to defend a claim, please contact us at 212.947.3793 or email info@securitiesarbitrationny.com to schedule a free consultation.

Our firm has litigated and arbitrated a wide range of securities disputes including:

  • Conflicts of interest
  • Breach of fiduciary duty
  • Fraud
  • Misrepresentations and omissions
  • Unauthorized or unsuitable trading
  • The improper use of margin
  • Market manipulation
  • PC liquidation
  • Options abuse
  • Churning or over trading an account
  • Inappropriate, speculative investments
  • Employee stock options

Upcoming Events

NAST's 2010 Annual Conference
Sunday, August 22, 2010
Williamsburg, Virginia
Charles Dufresne, Of Counsel and member of the Litigation Group at Sadis & Goldberg LLP, will be a speaker at the upcoming National Association of State Treasurers. The Conference will be held in Williamsburg, Virginia from August 22 through the 25, 2010. For more information or to register, please go to the website: www.nast.net.

FRALLC's Marketing and Advertising Compliance Forum for Investment Advisers
Thursday, September 16, 2010
The Princeton Club, New York City
Lance Friedler, Partner and member of the Financial Services Group will be a panelist at the FRALLC Marketing and Advertising Compliance Forum for Investment Advisers. For more information or to register, please go to www.frallc.com.