We represent investment advisers, broker dealers and investors in all types of securities litigation and arbitration. Our firm has litigated and arbitrated a wide range of securities disputes including:

  • Conflicts of interest
  • Breach of fiduciary duty
  • Fraud
  • Misrepresentations and omissions
  • Unauthorized or unsuitable trading
  • The improper use of margin
  • Market manipulation
  • PC liquidation
  • Options abuse
  • Churning or over trading an account
  • Inappropriate, speculative investments
  • Employee stock options