For a more in-depth understanding of our work, we have provided a few Representative Matters on our website. Some of these examples demonstrate our ability to handle complex matters while others provide the scope and depth of our capabilities. The list of Representative Matters is not comprehensive of all the work we do. They represent a sampling. If you are unable to find an example of a transaction that reflects your particular need, please contact Douglas Hirsch at firstname.lastname@example.org for more information.
Represented numerous investment advisers in SEC federal court enforcement actions and formal investigations.
Represented numerous investors in derivative action against Bear Stearns in connection with failure of RMBS funds.
Represented an investment adviser and fund in connection with claims by an investor that it failed to properly disclose a change in fund counsel.
Represented an onshore registered representative in an investigation by FINRA and SEC regarding commissions for offshore sale of securities.
Represented numerous third party marketers in connection with contractual disputes with investment advisers.
Represented numerous principals of investment advisers in litigation or arbitration with their partners.
Represented investment advisers in connection with lawsuits by liquidators involving issues of Cayman and Bermuda law.
Represented numerous clients in a wide range of employment, real estate, trademark, copyright and other commercial litigation.
Represented an investment adviser in arbitration against claims that it failed to perform sufficient due diligence on a fund-of-funds investment in a Madoff feeder fund.
Represented a broker-dealer in multiple regulatory investigations and civil litigations arising from the conduct of one of its principals.