Sadis & Goldberg LLP

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RSSCompany News (10)

Date Title Comments
2012-01-30 The SEC's Compliance Outreach Program National Seminar is Scheduled for January 31, 2012 0
2011-12-20 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-12-15 Strategies to Address New York City's Unincorporated Business Tax Hedge Fund 0
2011-12-13 Deadline for Amendments to Certain Pre-2009 Deferred Compensation Arrangements with Offshore Investment Funds is December 31, 2011 0
2011-11-15 FORM PF: Filing Deadlines Require Preparation 0
2011-11-11 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-11-07 December 1, 2011 - Compliance Date For Large Traders To File Form 13H 0
2011-10-27 Form PF: Recent Developments 0
2011-06-24 SEC Announces New Reporting Requirements and Extends Registration Deadlines 0
2011-06-20 Hedgeweek Names Sadis & Goldberg Best Law Firm 2011 0

RSSHedge Funds (39)

Date Title Comments
2012-01-30 The SEC's Compliance Outreach Program National Seminar is Scheduled for January 31, 2012 0
2012-01-27 Deadlines Looming for 13F Filers 0
2011-12-20 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-12-15 Strategies to Address New York City's Unincorporated Business Tax Hedge Fund 0
2011-12-13 Deadline for Amendments to Certain Pre-2009 Deferred Compensation Arrangements with Offshore Investment Funds is December 31, 2011 0
2011-11-15 FORM PF: Filing Deadlines Require Preparation 0
2011-11-11 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-11-07 December 1, 2011 - Compliance Date For Large Traders To File Form 13H 0
2011-10-27 Form PF: Recent Developments 0
2011-08-16 Alternative Investment Industry M&A Trending Upward 0
2011-08-10 New Registration Requirements for Municipal Advisers 1
2011-07-26 FINRA Rule 5131(b) "Spinning Prohibition Rules" - New Effective Date - September 26, 2011 0
2011-07-19 Qualified Client Standard Raised - Effective September 19, 2011 0
2011-06-24 SEC Announces New Reporting Requirements and Extends Registration Deadlines 0
2011-06-20 Hedgeweek Names Sadis & Goldberg Best Law Firm 2011 0
2011-06-09 Whistleblower rules -- most hedge fund employees can bypass internal compliance.... 0
2011-06-08 Advisers to "Fund of Funds" Must Deliver Audited Financial Statements to Investors by June 30, 2011 0
2011-05-18 SEC Proposes New Rules Regarding Performance Fees 0
2011-05-11 The Rajaratnam Verdict and its Impact on Reg FD 0
2011-04-13 SEC Considers Extending Registration Deadlines for Investment Advisers 0
2011-04-08 Regulators to Relax Stock Rules 0
2011-03-30 "Sullivan v. Harnisch and SEC Proposed Whistleblower Rules Bolster Internal Compliance Programs While Creating Catch-22 for Compliance Officers" 0
2011-03-04 CFTC Alert: Fund Exemptions May Be Eliminated 0
2011-02-23 Annual Audit Filing Due Date is March 1, 2011 for Broker-Dealers 0
2011-02-09 Deadlines Looming for 13F Filers 0
2010-12-21 Tax Relief Act of 2010 0
2010-12-10 Deadline Looming For ADV Renewals 0
2010-11-30 The SEC Goes Long on Insider-Trading Cases 0
2010-11-06 Annual Form ADV Reminder 0
2010-10-26 SEC Issues a Significant No-Action Letter for Registered Investment Advisers Managing Private Funds 0
2010-10-14 IRS Issues Massive Broker-Dealer Tax Reporting Rules - Starting Date January 1, 2011 0
2010-10-06 New Laws Liberalizes Rules for Converting 401(k) Plan Accounts into Roth IRAs 0
2010-10-06 Delaware Supreme Court Holds That Hedge Fund Limited Partner Has Right To Full Partnership List Unless Partnership Agreement Explicitly States Otherwise 0
2010-09-02 SEC Enacts New Proxy Access Rule 1
2010-08-05 New Amendments to the Form ADV Part 2 Require Greater Plain English Disclosures 0
2010-07-22 President Obama Signs the Dodd-Frank Wall Street Reform and Consumer Protection Act 0
2010-04-28 Custody Deadline Looming for Advisers to Funds 0
2010-01-20 Attracting Retail and Institutional Investors in Europe - UCITS III 0
2010-01-15 New SEC Personnel Emphasize More Focused Adviser Examinations 0

RSSInvestments (41)

Date Title Comments
2012-01-30 The SEC's Compliance Outreach Program National Seminar is Scheduled for January 31, 2012 0
2012-01-27 Deadlines Looming for 13F Filers 0
2011-12-20 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-12-15 Strategies to Address New York City's Unincorporated Business Tax Hedge Fund 0
2011-12-13 Deadline for Amendments to Certain Pre-2009 Deferred Compensation Arrangements with Offshore Investment Funds is December 31, 2011 0
2011-11-15 FORM PF: Filing Deadlines Require Preparation 0
2011-11-11 Exempt Reporting Advisers Must File Form ADV Part 1A 0
2011-11-07 December 1, 2011 - Compliance Date For Large Traders To File Form 13H 0
2011-10-27 Form PF: Recent Developments 0
2011-08-16 Alternative Investment Industry M&A Trending Upward 0
2011-08-10 New Registration Requirements for Municipal Advisers 1
2011-07-26 FINRA Rule 5131(b) "Spinning Prohibition Rules" - New Effective Date - September 26, 2011 0
2011-07-19 Qualified Client Standard Raised - Effective September 19, 2011 0
2011-06-24 SEC Announces New Reporting Requirements and Extends Registration Deadlines 0
2011-06-20 Hedgeweek Names Sadis & Goldberg Best Law Firm 2011 0
2011-06-09 Whistleblower rules -- most hedge fund employees can bypass internal compliance.... 0
2011-06-08 Advisers to "Fund of Funds" Must Deliver Audited Financial Statements to Investors by June 30, 2011 0
2011-05-18 SEC Proposes New Rules Regarding Performance Fees 0
2011-05-11 The Rajaratnam Verdict and its Impact on Reg FD 0
2011-04-13 SEC Considers Extending Registration Deadlines for Investment Advisers 0
2011-04-08 Regulators to Relax Stock Rules 0
2011-03-30 "Sullivan v. Harnisch and SEC Proposed Whistleblower Rules Bolster Internal Compliance Programs While Creating Catch-22 for Compliance Officers" 0
2011-03-04 CFTC Alert: Fund Exemptions May Be Eliminated 0
2011-02-23 Annual Audit Filing Due Date is March 1, 2011 for Broker-Dealers 0
2011-02-09 Deadlines Looming for 13F Filers 0
2010-12-21 Tax Relief Act of 2010 0
2010-12-10 Deadline Looming For ADV Renewals 0
2010-11-30 The SEC Goes Long on Insider-Trading Cases 0
2010-11-06 Annual Form ADV Reminder 0
2010-10-26 SEC Issues a Significant No-Action Letter for Registered Investment Advisers Managing Private Funds 0
2010-10-14 IRS Issues Massive Broker-Dealer Tax Reporting Rules - Starting Date January 1, 2011 0
2010-10-06 New Laws Liberalizes Rules for Converting 401(k) Plan Accounts into Roth IRAs 0
2010-10-06 Delaware Supreme Court Holds That Hedge Fund Limited Partner Has Right To Full Partnership List Unless Partnership Agreement Explicitly States Otherwise 0
2010-09-02 SEC Enacts New Proxy Access Rule 1
2010-08-05 New Amendments to the Form ADV Part 2 Require Greater Plain English Disclosures 0
2010-07-22 President Obama Signs the Dodd-Frank Wall Street Reform and Consumer Protection Act 0
2010-04-28 Custody Deadline Looming for Advisers to Funds 0
2010-01-20 Attracting Retail and Institutional Investors in Europe - UCITS III 0
2010-01-15 New SEC Personnel Emphasize More Focused Adviser Examinations 0
2009-10-21 November 14, 2009 is the Deadline to File Updated Disclosure Information on Form U4s 0
2009-10-08 New Massachusetts Privacy Protection Requirements 0

RSSSecurities Arbitration (3)

Date Title Comments
2011-11-07 December 1, 2011 - Compliance Date For Large Traders To File Form 13H 0
2011-06-09 Whistleblower rules -- most hedge fund employees can bypass internal compliance.... 0
2010-01-15 New SEC Personnel Emphasize More Focused Adviser Examinations 0

RSSTaxes (10)

Date Title Comments
2011-12-15 Strategies to Address New York City's Unincorporated Business Tax Hedge Fund 0
2011-12-13 Deadline for Amendments to Certain Pre-2009 Deferred Compensation Arrangements with Offshore Investment Funds is December 31, 2011 0
2010-12-21 Tax Relief Act of 2010 0
2010-10-14 IRS Issues Massive Broker-Dealer Tax Reporting Rules - Starting Date January 1, 2011 0
2010-10-06 New Laws Liberalizes Rules for Converting 401(k) Plan Accounts into Roth IRAs 0
2010-03-26 Legislation Increasing Income Taxes and Information Reporting Burdens for U.S. Taxpayers and Foreign Financial Institutions 0
2010-03-02 Treasury Issues Proposed Rules for Foreign Bank and Financial Accounts Reports - Foreign Private Funds Excluded From Covered Accounts 0
2010-02-26 The President's 2010 Tax Proposals: What's New, What's Old 0
2010-02-09 Reviewing Your Estate Plan In Light Of The Estate Tax Changes In 2010 0
2009-12-22 Every Reader's Tax Situation Is Unique - Do Your Homework Before Father Time Ushers In 2010 0

Total

46 posts
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