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Sadis & Goldberg LLP

Attorneys

Steven Huttler

Partner


Steven Huttler is a Partner of the firm’s Financial Services Group. He has extensive experience in corporate, investment fund and securities matters, including the representation of investment funds, U.S. and foreign issuers, underwriters, and private clients in various registered public and private offerings of debt and equity securities totaling in excess of $10 billion.

In recent years, Mr. Huttler has served as corporate counsel to many private investment funds and partnerships, including those based in the U.S. and in offshore jurisdictions (Cayman Islands, Bermuda and the British Virgin Islands). Mr. Huttler's legal practice has exposed him to a variety of fund clients, from large mutual funds to sophisticated offshore funds to small start-up hedge funds and financial industry entrepreneurs. This practice has included

  • The structuring and establishment of start-up funds and managed accounts
  • Advising management companies and fund managers on compensation structures
  • The restructuring and reorganization of such funds
  • Structuring and advising on fund trades
  • Plus, a range of sophisticated transactional work for such funds (including PIPEs transactions)
In addition, he has been active on the business side in the investment fund industry, specifically representing brokerage firms in providing investment and trading services to investment funds and equity, debt and option traders. Previously, Mr. Huttler was a partner in the Corporate and Commercial Law Department of Kronish Lieb Weiner & Hellman from 1999-2002, and an associate with the Corporate Finance Department of Shearman & Sterling from 1992-1998.

Mr. Huttler sits on the Board of Governors of the Lawrence Association, the central political and citizens group in the Town of Lawrence, Nassau County, New York.

Education
  • Columbia University's School of Law (J.D.; Harlan Fiske Stone Scholar and completion of the program of the Parker School of International Law); Yeshiva University (B.A. in history, magna cum laude)
Admitted
  • New York
Publications
  • Co-author of “Designing an Effective Securities Compliance Program, Volume 10” of the Corporate Compliance Series, published by West Group
Other Distinctions:
  • Voting Member of LISA, Life Insurance Settlement Association (2009)
Practice Areas

551 Fifth Avenue, 21st Floor
New York, NY 10176
Phone: 212.573.8424
Fax: 212.573.8151

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